1.1.1. General shell functions

The UNIX shell program interprets user commands, which are either directly entered by the user, or which can be read from a file called the shell script or shell program. Shell scripts are interpreted, not compiled. The shell reads commands from the script line per line and searches for those commands on the system (see Section 1.2), while a compiler converts a program into machine readable form, an executable file - which may then be used in a shell script.

Apart from passing commands to the kernel, the main task of a shell is providing a user environment, which can be configured individually using shell resource configuration files.

1.1.2. Shell types

Just like people know different languages and dialects, your UNIX system will usually offer a variety of shell types:

• sh or Bourne Shell: the original shell still used on UNIX systems and in UNIX-related environments. This is the basic shell, a small program with few features. While this is not the standard shell, it is still available on every Linux system for compatibility with UNIX programs.

• bash or Bourne Again shell: the standard GNU shell, intuitive and flexible. Probably most advisable for beginning users while being at the same time a powerful tool for the advanced and professional user. On Linux, bash is the standard shell for common users. This shell is a so-called superset of the Bourne shell, a set of add-ons and plug-ins. This means that the Bourne Again shell is compatible with the Bourne shell: commands that work in sh, also work in bash. However, the reverse is not always the case. All examples and exercises in this book use bash.

• csh or C shell: the syntax of this shell resembles that of the C programming language. Sometimes asked for by programmers.

• tcsh or TENEX C shell: a superset of the common C shell, enhancing user-friendliness and speed. That is why some also call it the Turbo C shell.

• ksh or the Korn shell: sometimes appreciated by people with a UNIX background. A superset of the Bourne shell; with standard configuration a nightmare for beginning users.

The file /etc/shells gives an overview of known shells on a Linux system:

mia:~> cat /etc/shells
/bin/bash
/bin/sh
/bin/tcsh
/bin/csh

Your default shell is set in the /etc/passwd file, like this line for user mia:

mia:L2NOfqdlPrHwE:504:504:Mia Maya:/home/mia:/bin/bash

To switch from one shell to another, just enter the name of the new shell in the active terminal. The system finds the directory where the name occurs using the PATH settings, and since a shell is an executable file (program), the current shell activates it and it gets executed. A new prompt is usually shown, because each shell has its typical appearance:

mia:~> tcsh
[mia@post21 ~]$

1.2.1. Bash is the GNU shell

The GNU project (GNU's Not UNIX) provides tools for UNIX-like system administration which are free software and comply to UNIX standards.

Bash is an sh-compatible shell that incorporates useful features from the Korn shell (ksh) and C shell (csh). It is intended to conform to the IEEE POSIX P1003.2/ISO 9945.2 Shell and Tools standard. It offers functional improvements over sh for both programming and interactive use; these include command line editing, unlimited size command history, job control, shell functions and aliases, indexed arrays of unlimited size, and integer arithmetic in any base from two to sixty-four. Bash can run most sh scripts without modification.

Like the other GNU projects, the bash initiative was started to preserve, protect and promote the freedom to use, study, copy, modify and redistribute software. It is generally known that such conditions stimulate creativity. This was also the case with the bash program, which has a lot of extra features that other shells can't offer.

1.2.2. Features only found in bash

---

1.2.2.2. Bash startup files

Startup files are scripts that are read and executed by Bash when it starts. The following subsections describe different ways to start the shell, and the startup files that are read consequently.

---

1.2.2.2.1. Invoked as an interactive login shell, or with `--login'

Interactive means you can enter commands. The shell is not running because a script has been activated. A login shell means that you got the shell after authenticating to the system, usually by giving your user name and password.

Files read:

• /etc/profile

• ~/.bash_profile, ~/.bash_login or ~/.profile: first existing readable file is read

• ~/.bash_logout upon logout.

Error messages are printed if configuration files exist but are not readable. If a file does not exist, bash searches for the next.

---

1.2.2.2.2. Invoked as an interactive non-login shell

A non-login shell means that you did not have to authenticate to the system. For instance, when you open a terminal using an icon, or a menu item, that is a non-login shell.

Files read:

• ~/.bashrc

This file is usually referred to in ~/.bash_profile:

if [ -f ~/.bashrc ]; then . ~/.bashrc; fi

See Chapter 7 for more information on the if construct.

---

1.2.2.2.3. Invoked non-interactively

All scripts use non-interactive shells. They are programmed to do certain tasks and cannot be instructed to do other jobs than those for which they are programmed.

Files read:

• defined by BASH_ENV

PATH is not used to search for this file, so if you want to use it, best refer to it by giving the full path and file name.

---

1.2.2.2.4. Invoked with the sh command

Bash tries to behave as the historical Bourne sh program while conforming to the POSIX standard as well.

Files read:

• /etc/profile

• ~/.profile

When invoked interactively, the ENV variable can point to extra startup information.

---

1.2.2.2.5. POSIX mode

This option is enabled either using the set built-in:

set -o posix

or by calling the bash program with the --posix option. Bash will then try to behave as compliant as possible to the POSIX standard for shells. Setting the POSIXLY_CORRECT variable does the same.

Files read:

• defined by ENV variable.

---

1.2.2.2.6. Invoked remotely

Files read when invoked by rshd:

• ~/.bashrc

Avoid use of r-tools

Be aware of the dangers when using tools such as rlogin, telnet, rsh and rcp. They are intrinsically insecure because confidential data is sent over the network unencrypted. If you need tools for remote execution, file transfer and so on, use an implementation of Secure SHell, generally known as SSH, freely available from http://www.openssh.org. Different client programs are available for non-UNIX systems as well, see your local software mirror.

---

1.2.2.2.7. Invoked when UID is not equal to EUID

No startup files are read in this case.

eddy:~> echo $-
himBH

1.3.1. General

Bash determines the type of program that is to be executed. Normal programs are system commands that exist in compiled form on your system. When such a program is executed, a new process is created because Bash makes an exact copy of itself. This child process has the same environment as its parent, only the process ID number is different. This procedure is called forking.

After the forking process, the address space of the child process is overwritten with the new process data. This is done through an exec call to the system.

The fork-and-exec mechanism thus switches an old command with a new, while the environment in which the new program is executed remains the same, including configuration of input and output devices, environment variables and priority. This mechanism is used to create all UNIX processes, so it also applies to the Linux operating system. Even the first process, init, with process ID 1, is forked during the boot procedure in the so-called bootstrapping procedure.

1.3.2. Shell built-in commands

Built-in commands are contained within the shell itself. When the name of a built-in command is used as the first word of a simple command, the shell executes the command directly, without creating a new process. Built-in commands are necessary to implement functionality impossible or inconvenient to obtain with separate utilities.

Bash supports 3 types of built-in commands:

• Bourne Shell built-ins:

  :, ., break, cd, continue, eval, exec, exit, export, getopts, hash, pwd, readonly, return, set, shift, test, [, times, trap, umask and unset.

• Bash built-in commands:

  alias, bind, builtin, command, declare, echo, enable, help, let, local, logout, printf, read, shopt, type, typeset, ulimit and unalias.

• Special built-in commands:

  When Bash is executing in POSIX mode, the special built-ins differ from other built-in commands in three respects:

  1. Special built-ins are found before shell functions during command lookup.

  2. If a special built-in returns an error status, a non-interactive shell exits.

  3. Assignment statements preceding the command stay in effect in the shell environment after the command completes.

  The POSIX special built-ins are :, ., break, continue, eval, exec, exit, export, readonly, return, set, shift, trap and unset.

Most of these built-ins will be discussed in the next chapters. For those commands for which this is not the case, we refer to the Info pages.

1.3.3. Executing programs from a script

When the program being executed is a shell script, bash will create a new bash process using a fork. This subshell reads the lines from the shell script one line at a time. Commands on each line are read, interpreted and executed as if they would have come directly from the keyboard.

While the subshell processes each line of the script, the parent shell waits for its child process to finish. When there are no more lines in the shell script to read, the subshell terminates. The parent shell awakes and displays a new prompt.

1.4.1. Shell building blocks

1.5.1. Properties of good scripts

This guide is mainly about the last shell building block, scripts. Some general considerations before we continue:

1. A script should run without errors.

2. It should perform the task for which it is intended.

3. Program logic is clearly defined and apparent.

4. A script does not do unnecessary work.

5. Scripts should be reusable.

1.5.2. Structure

The structure of a shell script is very flexible. Even though in Bash a lot of freedom is granted, you must ensure correct logic, flow control and efficiency so that users executing the script can do so easily and correctly.

When starting on a new script, ask yourself the following questions:

• Will I be needing any information from the user or from the user's environment?

• How will I store that information?

• Are there any files that need to be created? Where and with which permissions and ownerships?

• What commands will I use? When using the script on different systems, do all these systems have these commands in the required versions?

• Does the user need any notifications? When and why?

1.5.3. Terminology

The table below gives an overview of programming terms that you need to be familiar with:

1.5.4. A word on order and logic

In order to speed up the developing process, the logical order of a program should be thought over in advance. This is your first step when developing a script.

A number of methods can be used; one of the most common is working with lists. Itemizing the list of tasks involved in a program allows you to describe each process. Individual tasks can be referenced by their item number.

Using your own spoken language to pin down the tasks to be executed by your program will help you to create an understandable form of your program. Later, you can replace the everyday language statements with shell language words and constructs.

The example below shows such a logic flow design. It describes the rotation of log files. This example shows a possible repetitive loop, controlled by the number of base log files you want to rotate:

1. Do you want to rotate logs?

   1. If yes:

      1. Enter directory name containing the logs to be rotated.

      2. Enter base name of the log file.

      3. Enter number of days logs should be kept.

      4. Make settings permanent in user's crontab file.

   2. If no, go to step 3.

2. Do you want to rotate another set of logs?

   1. If yes: repeat step 1.

   2. If no: go to step 3.

3. Exit

The user should provide information for the program to do something. Input from the user must be obtained and stored. The user should be notified that his crontab will change.

1.5.5. An example Bash script: mysystem.sh

The mysystem.sh script below executes some well-known commands (date, w, uname, uptime) to display information about you and your machine.

tom:~> cat -n mysystem.sh
     1  #!/bin/bash
     2  clear
     3  echo "This is information provided by mysystem.sh.  Program starts now."
     4
     5  echo "Hello, $USER"
     6  echo
     7
     8  echo "Today's date is `date`, this is week `date +"%V"`."
     9  echo
    10
    11  echo "These users are currently connected:"
    12  w | cut -d " " -f 1 - | grep -v USER | sort -u
    13  echo
    14
    15  echo "This is `uname -s` running on a `uname -m` processor."
    16  echo
    17
    18  echo "This is the uptime information:"
    19  uptime
    20  echo
    21
    22  echo "That's all folks!"

A script always starts with the same two characters, "#!". After that, the shell that will execute the commands following the first line is defined. This script starts with clearing the screen on line 2. Line 3 makes it print a message, informing the user about what is going to happen. Line 5 greets the user. Lines 6, 9, 13, 16 and 20 are only there for orderly output display purposes. Line 8 prints the current date and the number of the week. Line 11 is again an informative message, like lines 3, 18 and 22. Line 12 formats the output of the w; line 15 shows operating system and CPU information. Line 19 gives the uptime and load information.

Both echo and printf are Bash built-in commands. The first always exits with a 0 status, and simply prints arguments followed by an end of line character on the standard output, while the latter allows for definition of a formatting string and gives a non-zero exit status code upon failure.

This is the same script using the printf built-in:

tom:~> cat mysystem.sh
#!/bin/bash
clear
printf "This is information provided by mysystem.sh.  Program starts now.\n"

printf "Hello, $USER.\n\n"

printf "Today's date is `date`, this is week `date +"%V"`.\n\n"

printf "These users are currently connected:\n"
w | cut -d " " -f 1 - | grep -v USER | sort -u
printf "\n"

printf "This is `uname -s` running on a `uname -m` processor.\n\n"

printf "This is the uptime information:\n"
uptime
printf "\n"

printf "That's all folks!\n"

Creating user friendly scripts by means of inserting messages is treated in Chapter 8.

	Standard location of the Bourne Again shell
	This implies that the bash program is installed in /bin.

	If stdout is not available
	If you execute a script from cron, supply full path names and redirect output and errors. Since the shell runs in non-interactive mode, any errors will cause the script to exit prematurely if you don't think about this.

The following chapters will discuss the details of the above scripts.

1.5.6. Example init script

An init script starts system services on UNIX and Linux machines. The system log daemon, the power management daemon, the name and mail daemons are common examples. These scripts, also known as startup scripts, are stored in a specific location on your system, such as /etc/rc.d/init.d or /etc/init.d. Init, the initial process, reads its configuration files and decides which services to start or stop in each run level. A run level is a configuration of processes; each system has a single user run level, for instance, for performing administrative tasks, for which the system has to be in an unused state as much as possible, such as recovering a critical file system from a backup. Reboot and shutdown run levels are usually also configured.

The tasks to be executed upon starting a service or stopping it are listed in the startup scripts. It is one of the system administrator's tasks to configure init, so that services are started and stopped at the correct moment. When confronted with this task, you need a good understanding of the startup and shutdown procedures on your system. We therefore advise that you read the man pages for init and inittab before starting on your own initialization scripts.

Here is a very simple example, that will play a sound upon starting and stopping your machine:

#!/bin/bash

# This script is for /etc/rc.d/init.d
# Link in rc3.d/S99audio-greeting and rc0.d/K01audio-greeting

case "$1" in
'start')
  cat /usr/share/audio/at_your_service.au > /dev/audio
  ;;
'stop')
  cat /usr/share/audio/oh_no_not_again.au > /dev/audio
  ;;
esac
exit 0

The case statement often used in this kind of script is described in Section 7.2.5.

2.1.1. Writing and naming

A shell script is a sequence of commands for which you have a repeated use. This sequence is typically executed by entering the name of the script on the command line. Alternatively, you can use scripts to automate tasks using the cron facility. Another use for scripts is in the UNIX boot and shutdown procedure, where operation of daemons and services are defined in init scripts.

To create a shell script, open a new empty file in your editor. Any text editor will do: vim, emacs, gedit, dtpad et cetera are all valid. You might want to chose a more advanced editor like vim or emacs, however, because these can be configured to recognize shell and Bash syntax and can be a great help in preventing those errors that beginners frequently make, such as forgetting brackets and semi-colons.

	Syntax highlighting in vim
	In order to activate syntax highlighting in vim, use the command :syntax enable or :sy enable or :syn enable You can add this setting to your .vimrc file to make it permanent.

Put UNIX commands in the new empty file, like you would enter them on the command line. As discussed in the previous chapter (see Section 1.3), commands can be shell functions, shell built-ins, UNIX commands and other scripts.

Give your script a sensible name that gives a hint about what the script does. Make sure that your script name does not conflict with existing commands. In order to ensure that no confusion can rise, script names often end in .sh; even so, there might be other scripts on your system with the same name as the one you chose. Check using which, whereis and other commands for finding information about programs and files:

which -a script_name

whereis script_name

locate script_name

2.1.2. script1.sh

In this example we use the echo Bash built-in to inform the user about what is going to happen, before the task that will create the output is executed. It is strongly advised to inform users about what a script is doing, in order to prevent them from becoming nervous because the script is not doing anything. We will return to the subject of notifying users in Chapter 8.

Write this script for yourself as well. It might be a good idea to create a directory ~/scripts to hold your scripts. Add the directory to the contents of the PATH variable:

export PATH="$PATH:~/scripts"

If you are just getting started with Bash, use a text editor that uses different colours for different shell constructs. Syntax highlighting is supported by vim, gvim, (x)emacs, kwrite and many other editors; check the documentation of your favorite editor.

	Different prompts
	The prompts throughout this course vary depending on the author's mood. This resembles much more real life situations than the standard educational $ prompt. The only convention we stick to, is that the root prompt ends in a hash mark (#).

2.1.3. Executing the script

The script should have execute permissions for the correct owners in order to be runnable. When setting permissions, check that you really obtained the permissions that you want. When this is done, the script can run like any other command:

willy:~/scripts> chmod u+x script1.sh

willy:~/scripts> ls -l script1.sh
-rwxrw-r--    1 willy	willy		456 Dec 24 17:11 script1.sh

willy:~> script1.sh
The script starts now.
Hi, willy!

I will now fetch you a list of connected users:

  3:38pm  up 18 days,  5:37,  4 users,  load average: 0.12, 0.22, 0.15
USER     TTY      FROM              LOGIN@   IDLE   JCPU   PCPU  WHAT
root     tty2     -                Sat 2pm  4:25m  0.24s  0.05s  -bash
willy	 :0       -                Sat 2pm   ?     0.00s   ?     -
willy    pts/3    -                Sat 2pm  3:33m 36.39s 36.39s  BitchX willy ir
willy    pts/2    -                Sat 2pm  3:33m  0.13s  0.06s  /usr/bin/screen

I'm setting two variables now.
This is a string: black
And this is a number: 9

I'm giving you back your prompt now.

willy:~/scripts> echo $COLOUR

willy:~/scripts> echo $VALUE

willy:~/scripts>

This is the most common way to execute a script. It is preferred to execute the script like this in a subshell. The variables, functions and aliases created in this subshell are only known to the particular bash session of that subshell. When that shell exits and the parent regains control, everything is cleaned up and all changes to the state of the shell made by the script, are forgotten.

If you did not put the scripts directory in your PATH, and . (the current directory) is not in the PATH either, you can activate the script like this:

./script_name.sh

A script can also explicitly be executed by a given shell, but generally we only do this if we want to obtain special behavior, such as checking if the script works with another shell or printing traces for debugging:

rbash script_name.sh

sh script_name.sh

bash -x script_name.sh

The specified shell will start as a subshell of your current shell and execute the script. This is done when you want the script to start up with specific options or under specific conditions which are not specified in the script.

If you don't want to start a new shell but execute the script in the current shell, you source it:

source script_name.sh

	source = .
	The Bash source built-in is a synonym for the Bourne shell . (dot) command.

The script does not need execute permission in this case. Commands are executed in the current shell context, so any changes made to your environment will be visible when the script finishes execution:

willy:~/scripts> source script1.sh
--output ommitted--

willy:~/scripts> echo $VALUE
9

willy:~/scripts>

2.2.1. Which shell will run the script?

When running a script in a subshell, you should define which shell should run the script. The shell type in which you wrote the script might not be the default on your system, so commands you entered might result in errors when executed by the wrong shell.

The first line of the script determines the shell to start. The first two characters of the first line should be #!, then follows the path to the shell that should interpret the commands that follow. Blank lines are also considered to be lines, so don't start your script with an empty line.

For the purpose of this course, all scripts will start with the line

#!/bin/bash

As noted before, this implies that the Bash executable can be found in /bin.

2.2.2. Adding comments

You should be aware of the fact that you might not be the only person reading your code. A lot of users and system administrators run scripts that were written by other people. If they want to see how you did it, comments are useful to enlighten the reader.

Comments also make your own life easier. Say that you had to read a lot of man pages in order to achieve a particular result with some command that you used in your script. You won't remember how it worked if you need to change your script after a few weeks or months, unless you have commented what you did, how you did it and/or why you did it.

Take the script1.sh example and copy it to commented-script1.sh, which we edit so that the comments reflect what the script does. Everything the shell encounters after a hash mark on a line is ignored and only visible upon opening the shell script file:

#!/bin/bash
# This script clears the terminal, displays a greeting and gives information
# about currently connected users.  The two example variables are set and displayed.

clear				# clear terminal window

echo "The script starts now."

echo "Hi, $USER!"		# dollar sign is used to get content of variable
echo

echo "I will now fetch you a list of connected users:"
echo							
w				# show who is logged on and
echo				# what they are doing

echo "I'm setting two variables now."
COLOUR="black"					# set a local shell variable
VALUE="9"					# set a local shell variable
echo "This is a string: $COLOUR"		# display content of variable 
echo "And this is a number: $VALUE"		# display content of variable
echo

echo "I'm giving you back your prompt now."
echo

In a decent script, the first lines are usually comment about what to expect. Then each big chunk of commands will be commented as needed for clarity's sake. Linux init scripts, as an example, in your system's init.d directory, are usually well commented since they have to be readable and editable by everyone running Linux.

2.3.1. Debugging on the entire script

When things don't go according to plan, you need to determine what exactly causes the script to fail. Bash provides extensive debugging features. The most common is to start up the subshell with the -x option, which will run the entire script in debug mode. Traces of each command plus its arguments are printed to standard output after the commands have been expanded but before they are executed.

This is the commented-script1.sh script ran in debug mode. Note again that the added comments are not visible in the output of the script.

willy:~/scripts> bash -x script1.sh
+ clear

+ echo 'The script starts now.'
The script starts now.
+ echo 'Hi, willy!'
Hi, willy!
+ echo

+ echo 'I will now fetch you a list of connected users:'
I will now fetch you a list of connected users:
+ echo

+ w
  4:50pm  up 18 days,  6:49,  4 users,  load average: 0.58, 0.62, 0.40
USER     TTY      FROM              LOGIN@   IDLE   JCPU   PCPU  WHAT
root     tty2     -                Sat 2pm  5:36m  0.24s  0.05s  -bash
willy	 :0       -                Sat 2pm   ?     0.00s   ?     -
willy	 pts/3    -                Sat 2pm 43:13  36.82s 36.82s  BitchX willy ir
willy    pts/2    -                Sat 2pm 43:13   0.13s  0.06s  /usr/bin/screen
+ echo

+ echo 'I'\''m setting two variables now.'
I'm setting two variables now.
+ COLOUR=black
+ VALUE=9
+ echo 'This is a string: '
This is a string:
+ echo 'And this is a number: '
And this is a number:
+ echo

+ echo 'I'\''m giving you back your prompt now.'
I'm giving you back your prompt now.
+ echo

There is now a full-fledged debugger for Bash, available at SourceForge. These debugging features are available in most modern versions of Bash, starting from 3.x.

2.3.2. Debugging on part(s) of the script

Using the set Bash built-in you can run in normal mode those portions of the script of which you are sure they are without fault, and display debugging information only for troublesome zones. Say we are not sure what the w command will do in the example commented-script1.sh, then we could enclose it in the script like this:

set -x			# activate debugging from here
w
set +x			# stop debugging from here

Output then looks like this:

willy: ~/scripts> script1.sh
The script starts now.
Hi, willy!

I will now fetch you a list of connected users:

+ w
  5:00pm  up 18 days,  7:00,  4 users,  load average: 0.79, 0.39, 0.33
USER     TTY      FROM              LOGIN@   IDLE   JCPU   PCPU  WHAT
root     tty2     -                Sat 2pm  5:47m  0.24s  0.05s  -bash
willy    :0       -                Sat 2pm   ?     0.00s   ?     -
willy    pts/3    -                Sat 2pm 54:02  36.88s 36.88s  BitchX willyke
willy    pts/2    -                Sat 2pm 54:02   0.13s  0.06s  /usr/bin/screen
+ set +x

I'm setting two variables now.
This is a string:
And this is a number:

I'm giving you back your prompt now.

willy: ~/scripts>

You can switch debugging mode on and off as many times as you want within the same script.

The table below gives an overview of other useful Bash options:

The dash is used to activate a shell option and a plus to deactivate it. Don't let this confuse you!

In the example below, we demonstrate these options on the command line:

willy:~/scripts> set -v

willy:~/scripts> ls
ls 
commented-scripts.sh	script1.sh

willy:~/scripts> set +v
set +v

willy:~/scripts> ls *
commented-scripts.sh    script1.sh

willy:~/scripts> set -f

willy:~/scripts> ls *
ls: *: No such file or directory

willy:~/scripts> touch *

willy:~/scripts> ls
*   commented-scripts.sh    script1.sh

willy:~/scripts> rm *

willy:~/scripts> ls
commented-scripts.sh    script1.sh

Alternatively, these modes can be specified in the script itself, by adding the desired options to the first line shell declaration. Options can be combined, as is usually the case with UNIX commands:

#!/bin/bash -xv

Once you found the buggy part of your script, you can add echo statements before each command of which you are unsure, so that you will see exactly where and why things don't work. In the example commented-script1.sh script, it could be done like this, still assuming that the displaying of users gives us problems:

echo "debug message: now attempting to start w command"; w

In more advanced scripts, the echo can be inserted to display the content of variables at different stages in the script, so that flaws can be detected:

echo "Variable VARNAME is now set to $VARNAME."

3.1.1. System-wide configuration files

# /etc/profile

# System wide environment and startup programs, for login setup

PATH=$PATH:/usr/X11R6/bin

# No core files by default
ulimit -S -c 0 > /dev/null 2>&1

USER="`id -un`"
LOGNAME=$USER
MAIL="/var/spool/mail/$USER"

HOSTNAME=`/bin/hostname`
HISTSIZE=1000

# Keyboard, bell, display style: the readline config file:
if [ -z "$INPUTRC" -a ! -f "$HOME/.inputrc" ]; then
    INPUTRC=/etc/inputrc
fi

PS1="\u@\h \W"

export PATH USER LOGNAME MAIL HOSTNAME HISTSIZE INPUTRC PS1

# Source initialization files for specific programs (ls, vim, less, ...)
for i in /etc/profile.d/*.sh ; do
    if [ -r "$i" ]; then
        . $i
    fi
done

# Settings for program initialization
source /etc/java.conf
export NPX_PLUGIN_PATH="$JRE_HOME/plugin/ns4plugin/:/usr/lib/netscape/plugins"

PAGER="/usr/bin/less"

unset i

alias ll='ls -l'
alias dir='ls -ba'
alias c='clear'
alias ls='ls --color'

alias mroe='more'
alias pdw='pwd'
alias sl='ls --color'

pskill()
{
        local pid

        pid=$(ps -ax | grep $1 | grep -v grep | gawk '{ print $1 }')
        echo -n "killing $1 (process $pid)..."
        kill -9 $pid
        echo "slaughtered."
}

3.1.2. Individual user configuration files

	I don't have these files?!
	These files might not be in your home directory by default; create them if needed.

franky~> cat .bash_profile
#################################################################
#                                                               #
#   .bash_profile file                                          #
#                                                               #
#   Executed from the bash shell when you log in.               #
#                                                               #
#################################################################

source ~/.bashrc
source ~/.bash_login
case "$OS" in
  IRIX)
    stty sane dec
    stty erase
    ;;
#  SunOS)
#    stty erase
#    ;;
  *)
    stty sane
    ;;
esac

#######################################################################
#                                                                     #
#   Bash_login file                                                   #
#                                                                     #
#   commands to perform from the bash shell at login time             #
#   (sourced from .bash_profile)                                      #
#                                                                     #
#######################################################################
#   file protection
umask 002       # all to me, read to group and others
#   miscellaneous
w
cal `date +"%m"` `date +"%Y"`

franky ~> cat .bashrc
# /home/franky/.bashrc

# Source global definitions
if [ -f /etc/bashrc ]; then
       . /etc/bashrc

fi

# shell options

set -o noclobber

# my shell variables

export PS1="\[\033[1;44m\]\u \w\[\033[0m\] "
export PATH="$PATH:~/bin:~/scripts"

# my aliases

alias cdrecord='cdrecord -dev 0,0,0 -speed=8'
alias ss='ssh octarine'
alias ll='ls -la'

# mozilla fix

MOZILLA_FIVE_HOME=/usr/lib/mozilla
LD_LIBRARY_PATH=/usr/lib/mozilla:/usr/lib/mozilla/plugins
MOZ_DIST_BIN=/usr/lib/mozilla
MOZ_PROGRAM=/usr/lib/mozilla/mozilla-bin
export MOZILLA_FIVE_HOME LD_LIBRARY_PATH MOZ_DIST_BIN MOZ_PROGRAM

# font fix
alias xt='xterm -bg black -fg white &'

# BitchX settings
export IRCNAME="frnk"

# THE END
franky ~>

franky ~> cat .bash_logout
#######################################################################
#                                                                     #
#   Bash_logout file                                                  #
#                                                                     #
#   commands to perform from the bash shell at logout time            #
#                                                                     #
#######################################################################
clear
franky ~>

3.1.3. Changing shell configuration files

When making changes to any of the above files, users have to either reconnect to the system or source the altered file for the changes to take effect. By interpreting the script this way, changes are applied to the current shell session:

Most shell scripts execute in a private environment: variables are not inherited by child processes unless they are exported by the parent shell. Sourcing a file containing shell commands is a way of applying changes to your own environment and setting variables in the current shell.

This example also demonstrates the use of different prompt settings by different users. In this case, red means danger. When you have a green prompt, don't worry too much.

Note that source resourcefile is the same as . resourcefile.

Should you get lost in all these configuration files, and find yourself confronted with settings of which the origin is not clear, use echo statements, just like for debugging scripts; see Section 2.3.2. You might add lines like this:

echo "Now executing .bash_profile.."

or like this:

echo "Now setting PS1 in .bashrc:"
export PS1="[some value]"
echo "PS1 is now set to $PS1"

3.2.1. Types of variables

As seen in the examples above, shell variables are in uppercase characters by convention. Bash keeps a list of two types of variables:

franky ~> printenv
CC=gcc
CDPATH=.:~:/usr/local:/usr:/
CFLAGS=-O2 -fomit-frame-pointer
COLORTERM=gnome-terminal
CXXFLAGS=-O2 -fomit-frame-pointer
DISPLAY=:0
DOMAIN=hq.garrels.be
e=
TOR=vi
FCEDIT=vi
FIGNORE=.o:~
G_BROKEN_FILENAMES=1
GDK_USE_XFT=1
GDMSESSION=Default
GNOME_DESKTOP_SESSION_ID=Default
GTK_RC_FILES=/etc/gtk/gtkrc:/nethome/franky/.gtkrc-1.2-gnome2
GWMCOLOR=darkgreen
GWMTERM=xterm
HISTFILESIZE=5000
history_control=ignoredups
HISTSIZE=2000
HOME=/nethome/franky
HOSTNAME=octarine.hq.garrels.be
INPUTRC=/etc/inputrc
IRCNAME=franky
JAVA_HOME=/usr/java/j2sdk1.4.0
LANG=en_US
LDFLAGS=-s
LD_LIBRARY_PATH=/usr/lib/mozilla:/usr/lib/mozilla/plugins
LESSCHARSET=latin1
LESS=-edfMQ
LESSOPEN=|/usr/bin/lesspipe.sh %s
LEX=flex
LOCAL_MACHINE=octarine
LOGNAME=franky
LS_COLORS=no=00:fi=00:di=01;34:ln=01;36:pi=40;33:so=01;35:bd=40;33;01:cd=40;33;01:or=01;05;37;41:mi=01;05;37;41:ex=01;32:*.cmd=01;32:*.exe=01;32:*.com=01;32:*.btm=01;32:*.bat=01;32:*.sh=01;32:*.csh=01;32:*.tar=01;31:*.tgz=01;31:*.arj=01;31:*.taz=01;31:*.lzh=01;31:*.zip=01;31:*.z=01;31:*.Z=01;31:*.gz=01;31:*.bz2=01;31:*.bz=01;31:*.tz=01;31:*.rpm=01;31:*.cpio=01;31:*.jpg=01;35:*.gif=01;35:*.bmp=01;35:*.xbm=01;35:*.xpm=01;35:*.png=01;35:*.tif=01;35:
MACHINES=octarine
MAILCHECK=60
MAIL=/var/mail/franky
MANPATH=/usr/man:/usr/share/man/:/usr/local/man:/usr/X11R6/man
MEAN_MACHINES=octarine
MOZ_DIST_BIN=/usr/lib/mozilla
MOZILLA_FIVE_HOME=/usr/lib/mozilla
MOZ_PROGRAM=/usr/lib/mozilla/mozilla-bin
MTOOLS_FAT_COMPATIBILITY=1
MYMALLOC=0
NNTPPORT=119
NNTPSERVER=news
NPX_PLUGIN_PATH=/plugin/ns4plugin/:/usr/lib/netscape/plugins
OLDPWD=/nethome/franky
OS=Linux
PAGER=less
PATH=/nethome/franky/bin.Linux:/nethome/franky/bin:/usr/local/bin:/usr/local/sbin:/usr/X11R6/bin:/usr/bin:/usr/sbin:/bin:/sbin:.
PS1=\[\033[1;44m\]franky is in \w\[\033[0m\]
PS2=More input>
PWD=/nethome/franky
SESSION_MANAGER=local/octarine.hq.garrels.be:/tmp/.ICE-unix/22106
SHELL=/bin/bash
SHELL_LOGIN=--login
SHLVL=2
SSH_AGENT_PID=22161
SSH_ASKPASS=/usr/libexec/openssh/gnome-ssh-askpass
SSH_AUTH_SOCK=/tmp/ssh-XXmhQ4fC/agent.22106
START_WM=twm
TERM=xterm
TYPE=type
USERNAME=franky
USER=franky
_=/usr/bin/printenv
VISUAL=vi
WINDOWID=20971661
XAPPLRESDIR=/nethome/franky/app-defaults
XAUTHORITY=/nethome/franky/.Xauthority
XENVIRONMENT=/nethome/franky/.Xdefaults
XFILESEARCHPATH=/usr/X11R6/lib/X11/%L/%T/%N%C%S:/usr/X11R6/lib/X11/%l/%T/%N%C%S:/usr/X11R6/lib/X11/%T/%N%C%S:/usr/X11R6/lib/X11/%L/%T/%N%S:/usr/X11R6/lib/X11/%l/%T/%N%S:/usr/X11R6/lib/X11/%T/%N%S
XKEYSYMDB=/usr/X11R6/lib/X11/XKeysymDB
XMODIFIERS=@im=none
XTERMID=
XWINHOME=/usr/X11R6
X=X11R6
YACC=bison -y

---

3.2.1.2. Local variables

Local variables are only available in the current shell. Using the set built-in command without any options will display a list of all variables (including environment variables) and functions. The output will be sorted according to the current locale and displayed in a reusable format.

Below is a diff file made by comparing printenv and set output, after leaving out the functions which are also displayed by the set command:

franky ~> diff set.sorted printenv.sorted | grep "<" | awk '{ print $2 }' BASE=/nethome/franky/.Shell/hq.garrels.be/octarine.aliases BASH=/bin/bash BASH_VERSINFO=([0]="2" BASH_VERSION='2.05b.0(1)-release' COLUMNS=80 DIRSTACK=() DO_FORTUNE= EUID=504 GROUPS=() HERE=/home/franky HISTFILE=/nethome/franky/.bash_history HOSTTYPE=i686 IFS=$' LINES=24 MACHTYPE=i686-pc-linux-gnu OPTERR=1 OPTIND=1 OSTYPE=linux-gnu PIPESTATUS=([0]="0") PPID=10099 PS4='+ PWD_REAL='pwd SHELLOPTS=braceexpand:emacs:hashall:histexpand:history:interactive-comments:monitor THERE=/home/franky UID=504

	Awk
	the GNU Awk programming language is explained in Chapter 6.

3.2.2. Creating variables

Variables are case sensitive and capitalized by default. Giving local variables a lowercase name is a convention which is sometimes applied. However, you are free to use the names you want or to mix cases. Variables can also contain digits, but a name starting with a digit is not allowed:

prompt> export 1number=1
bash: export: `1number=1': not a valid identifier

To set a variable in the shell, use

VARNAME="value"

Putting spaces around the equal sign will cause errors. It is a good habit to quote content strings when assigning values to variables: this will reduce the chance that you make errors.

Some examples using upper and lower cases, numbers and spaces:

franky ~> MYVAR1="2"

franky ~> echo $MYVAR1
2

franky ~> first_name="Franky"

franky ~> echo $first_name
Franky

franky ~> full_name="Franky M. Singh"

franky ~> echo $full_name
Franky M. Singh

franky ~> MYVAR-2="2"
bash: MYVAR-2=2: command not found

franky ~> MYVAR1 ="2"
bash: MYVAR1: command not found

franky ~> MYVAR1= "2"
bash: 2: command not found

franky ~> unset MYVAR1 first_name full_name

franky ~> echo $MYVAR1 $first_name $full_name
<--no output-->

franky ~>

3.2.3. Exporting variables

A variable created like the ones in the example above is only available to the current shell. It is a local variable: child processes of the current shell will not be aware of this variable. In order to pass variables to a subshell, we need to export them using the export built-in command. Variables that are exported are referred to as environment variables. Setting and exporting is usually done in one step:

export VARNAME="value"

A subshell can change variables it inherited from the parent, but the changes made by the child don't affect the parent. This is demonstrated in the example:

franky ~> full_name="Franky M. Singh"

franky ~> bash

franky ~> echo $full_name


franky ~> exit

franky ~> export full_name

franky ~> bash

franky ~> echo $full_name
Franky M. Singh

franky ~> export full_name="Charles the Great"

franky ~> echo $full_name
Charles the Great

franky ~> exit

franky ~> echo $full_name
Franky M. Singh

franky ~>

When first trying to read the value of full_name in a subshell, it is not there (echo shows a null string). The subshell quits, and full_name is exported in the parent - a variable can be exported after it has been assigned a value. Then a new subshell is started, in which the variable exported from the parent is visible. The variable is changed to hold another name, but the value for this variable in the parent stays the same.

3.2.4. Reserved variables

3.2.5. Special parameters

The shell treats several parameters specially. These parameters may only be referenced; assignment to them is not allowed.

	$* vs. $@
	The implementation of "$*" has always been a problem and realistically should have been replaced with the behavior of "$@". In almost every case where coders use "$*", they mean "$@". "$*" Can cause bugs and even security holes in your software.

The positional parameters are the words following the name of a shell script. They are put into the variables $1, $2, $3 and so on. As long as needed, variables are added to an internal array. $# holds the total number of parameters, as is demonstrated with this simple script:

#!/bin/bash

# positional.sh
# This script reads 3 positional parameters and prints them out.

POSPAR1="$1"
POSPAR2="$2"
POSPAR3="$3"

echo "$1 is the first positional parameter, \$1."
echo "$2 is the second positional parameter, \$2."
echo "$3 is the third positional parameter, \$3."
echo
echo "The total number of positional parameters is $#."

Upon execution one could give any numbers of arguments:

franky ~> positional.sh one two three four five
one is the first positional parameter, $1.
two is the second positional parameter, $2.
three is the third positional parameter, $3.

The total number of positional parameters is 5.

franky ~> positional.sh one two
one is the first positional parameter, $1.
two is the second positional parameter, $2.
 is the third positional parameter, $3.

The total number of positional parameters is 2.

More on evaluating these parameters is in Chapter 7 and Section 9.7.

Some examples on the other special parameters:

franky ~> grep dictionary /usr/share/dict/words
dictionary

franky ~> echo $_
/usr/share/dict/words

franky ~> echo $$
10662

franky ~> mozilla &
[1] 11064

franky ~> echo $!
11064

franky ~> echo $0
bash

franky ~> echo $?
0

franky ~> ls doesnotexist
ls: doesnotexist: No such file or directory

franky ~> echo $?
1

franky ~>

User franky starts entering the grep command, which results in the assignment of the _ variable. The process ID of his shell is 10662. After putting a job in the background, the ! holds the process ID of the backgrounded job. The shell running is bash. When a mistake is made, ? holds an exit code different from 0 (zero).

3.2.6. Script recycling with variables

Apart from making the script more readable, variables will also enable you to faster apply a script in another environment or for another purpose. Consider the following example, a very simple script that makes a backup of franky's home directory to a remote server:

#!/bin/bash

# This script makes a backup of my home directory.

cd /home

# This creates the archive
tar cf /var/tmp/home_franky.tar franky > /dev/null 2>&1

# First remove the old bzip2 file.  Redirect errors because this generates some if the archive
# does not exist.  Then create a new compressed file.
rm /var/tmp/home_franky.tar.bz2 2> /dev/null
bzip2 /var/tmp/home_franky.tar

# Copy the file to another host - we have ssh keys for making this work without intervention.
scp /var/tmp/home_franky.tar.bz2 bordeaux:/opt/backup/franky > /dev/null 2>&1

# Create a timestamp in a logfile.
date >> /home/franky/log/home_backup.log
echo backup succeeded >> /home/franky/log/home_backup.log

First of all, you are more likely to make errors if you name files and directories manually each time you need them. Secondly, suppose franky wants to give this script to carol, then carol will have to do quite some editing before she can use the script to back up her home directory. The same is true if franky wants to use this script for backing up other directories. For easy recycling, make all files, directories, usernames, servernames etcetera variable. Thus, you only need to edit a value once, without having to go through the entire script to check where a parameter occurs. This is an example:

#!/bin/bash
                                                                                                 
# This script makes a backup of my home directory.

# Change the values of the variables to make the script work for you:
BACKUPDIR=/home
BACKUPFILES=franky
TARFILE=/var/tmp/home_franky.tar
BZIPFILE=/var/tmp/home_franky.tar.bz2
SERVER=bordeaux
REMOTEDIR=/opt/backup/franky
LOGFILE=/home/franky/log/home_backup.log

cd $BACKUPDIR

# This creates the archive
tar cf $TARFILE $BACKUPFILES > /dev/null 2>&1
                                                                                                 
# First remove the old bzip2 file.  Redirect errors because this generates some if the archive 
# does not exist.  Then create a new compressed file.
rm $BZIPFILE 2> /dev/null
bzip2 $TARFILE

# Copy the file to another host - we have ssh keys for making this work without intervention.
scp $BZIPFILE $SERVER:$REMOTEDIR > /dev/null 2>&1

# Create a timestamp in a logfile.
date >> $LOGFILE
echo backup succeeded >> $LOGFILE

	Large directories and low bandwidth
	The above is purely an example that everybody can understand, using a small directory and a host on the same subnet. Depending on your bandwidth, the size of the directory and the location of the remote server, it can take an awful lot of time to make backups using this mechanism. For larger directories and lower bandwidth, use rsync to keep the directories at both ends synchronized.

3.3.1. Why?

A lot of keys have special meanings in some context or other. Quoting is used to remove the special meaning of characters or words: quotes can disable special treatment for special characters, they can prevent reserved words from being recognized as such and they can disable parameter expansion.

3.3.2. Escape characters

Escape characters are used to remove the special meaning from a single character. A non-quoted backslash, \, is used as an escape character in Bash. It preserves the literal value of the next character that follows, with the exception of newline. If a newline character appears immediately after the backslash, it marks the continuation of a line when it is longer that the width of the terminal; the backslash is removed from the input stream and effectively ignored.

franky ~> date=20021226

franky ~> echo $date
20021226

franky ~> echo \$date
$date

In this example, the variable date is created and set to hold a value. The first echo displays the value of the variable, but for the second, the dollar sign is escaped.

3.3.3. Single quotes

Single quotes ('') are used to preserve the literal value of each character enclosed within the quotes. A single quote may not occur between single quotes, even when preceded by a backslash.

We continue with the previous example:

franky ~> echo '$date'
$date

3.3.4. Double quotes

Using double quotes the literal value of all characters enclosed is preserved, except for the dollar sign, the backticks (backward single quotes, ``) and the backslash.

The dollar sign and the backticks retain their special meaning within the double quotes.

The backslash retains its meaning only when followed by dollar, backtick, double quote, backslash or newline. Within double quotes, the backslashes are removed from the input stream when followed by one of these characters. Backslashes preceding characters that don't have a special meaning are left unmodified for processing by the shell interpreter.

A double quote may be quoted within double quotes by preceding it with a backslash.

franky ~> echo "$date"
20021226

franky ~> echo "`date`"
Sun Apr 20 11:22:06 CEST 2003

franky ~> echo "I'd say: \"Go for it!\""
I'd say: "Go for it!"

franky ~> echo "\"
More input>"

franky ~> echo "\\"
\

3.3.5. ANSI-C quoting

Words in the form "$'STRING'" are treated in a special way. The word expands to a string, with backslash-escaped characters replaced as specified by the ANSI-C standard. Backslash escape sequences can be found in the Bash documentation.

3.3.6. Locales

A double-quoted string preceded by a dollar sign will cause the string to be translated according to the current locale. If the current locale is "C" or "POSIX", the dollar sign is ignored. If the string is translated and replaced, the replacement is double-quoted.

3.4.1. General

After the command has been split into tokens (see Section 1.4.1.1), these tokens or words are expanded or resolved. There are eight kinds of expansion performed, which we will discuss in the next sections, in the order that they are expanded.

After all expansions, quote removal is performed.

3.4.2. Brace expansion

Brace expansion is a mechanism by which arbitrary strings may be generated. Patterns to be brace-expanded take the form of an optional PREAMBLE, followed by a series of comma-separated strings between a pair of braces, followed by an optional POSTSCRIPT. The preamble is prefixed to each string contained within the braces, and the postscript is then appended to each resulting string, expanding left to right.

Brace expansions may be nested. The results of each expanded string are not sorted; left to right order is preserved:

franky ~> echo sp{el,il,al}l
spell spill spall

Brace expansion is performed before any other expansions, and any characters special to other expansions are preserved in the result. It is strictly textual. Bash does not apply any syntactic interpretation to the context of the expansion or the text between the braces. To avoid conflicts with parameter expansion, the string "${" is not considered eligible for brace expansion.

A correctly-formed brace expansion must contain unquoted opening and closing braces, and at least one unquoted comma. Any incorrectly formed brace expansion is left unchanged.

3.4.3. Tilde expansion

If a word begins with an unquoted tilde character ("~"), all of the characters up to the first unquoted slash (or all characters, if there is no unquoted slash) are considered a tilde-prefix. If none of the characters in the tilde-prefix are quoted, the characters in the tilde-prefix following the tilde are treated as a possible login name. If this login name is the null string, the tilde is replaced with the value of the HOME shell variable. If HOME is unset, the home directory of the user executing the shell is substituted instead. Otherwise, the tilde-prefix is replaced with the home directory associated with the specified login name.

If the tilde-prefix is "~+", the value of the shell variable PWD replaces the tilde-prefix. If the tilde-prefix is "~-", the value of the shell variable OLDPWD, if it is set, is substituted.

If the characters following the tilde in the tilde-prefix consist of a number N, optionally prefixed by a "+" or a "-", the tilde-prefix is replaced with the corresponding element from the directory stack, as it would be displayed by the dirs built-in invoked with the characters following tilde in the tilde-prefix as an argument. If the tilde-prefix, without the tilde, consists of a number without a leading "+" or "-", "+" is assumed.

If the login name is invalid, or the tilde expansion fails, the word is left unchanged.

Each variable assignment is checked for unquoted tilde-prefixes immediately following a ":" or "=". In these cases, tilde expansion is also performed. Consequently, one may use file names with tildes in assignments to PATH, MAILPATH, and CDPATH, and the shell assigns the expanded value.

Example:

franky ~> export PATH="$PATH:~/testdir"

~/testdir will be expanded to $HOME/testdir, so if $HOME is /var/home/franky, the directory /var/home/franky/testdir will be added to the content of the PATH variable.

3.4.4. Shell parameter and variable expansion

The "$" character introduces parameter expansion, command substitution, or arithmetic expansion. The parameter name or symbol to be expanded may be enclosed in braces, which are optional but serve to protect the variable to be expanded from characters immediately following it which could be interpreted as part of the name.

When braces are used, the matching ending brace is the first "}" not escaped by a backslash or within a quoted string, and not within an embedded arithmetic expansion, command substitution, or parameter expansion.

The basic form of parameter expansion is "${PARAMETER}". The value of "PARAMETER" is substituted. The braces are required when "PARAMETER" is a positional parameter with more than one digit, or when "PARAMETER" is followed by a character that is not to be interpreted as part of its name.

If the first character of "PARAMETER" is an exclamation point, Bash uses the value of the variable formed from the rest of "PARAMETER" as the name of the variable; this variable is then expanded and that value is used in the rest of the substitution, rather than the value of "PARAMETER" itself. This is known as indirect expansion.

You are certainly familiar with straight parameter expansion, since it happens all the time, even in the simplest of cases, such as the one above or the following:

franky ~> echo $SHELL
/bin/bash

The following is an example of indirect expansion:

franky ~> echo ${!N*}
NNTPPORT NNTPSERVER NPX_PLUGIN_PATH

Note that this is not the same as echo $N*.

The following construct allows for creation of the named variable if it does not yet exist:

${VAR:=value}

Example:

franky ~> echo $FRANKY

franky ~> echo ${FRANKY:=Franky}
Franky

Special parameters, among others the positional parameters, may not be assigned this way, however.

We will further discuss the use of the curly braces for treatment of variables in Chapter 10. More information can also be found in the Bash info pages.

3.4.5. Command substitution

Command substitution allows the output of a command to replace the command itself. Command substitution occurs when a command is enclosed like this:

$(command)

or like this using backticks:

`command`

Bash performs the expansion by executing COMMAND and replacing the command substitution with the standard output of the command, with any trailing newlines deleted. Embedded newlines are not deleted, but they may be removed during word splitting.

franky ~> echo `date`
Thu Feb 6 10:06:20 CET 2003

When the old-style backquoted form of substitution is used, backslash retains its literal meaning except when followed by "$", "`", or "\". The first backticks not preceded by a backslash terminates the command substitution. When using the "$(COMMAND)" form, all characters between the parentheses make up the command; none are treated specially.

Command substitutions may be nested. To nest when using the backquoted form, escape the inner backticks with backslashes.

If the substitution appears within double quotes, word splitting and file name expansion are not performed on the results.

3.4.6. Arithmetic expansion

Arithmetic expansion allows the evaluation of an arithmetic expression and the substitution of the result. The format for arithmetic expansion is:

$(( EXPRESSION ))

The expression is treated as if it were within double quotes, but a double quote inside the parentheses is not treated specially. All tokens in the expression undergo parameter expansion, command substitution, and quote removal. Arithmetic substitutions may be nested.

Evaluation of arithmetic expressions is done in fixed-width integers with no check for overflow - although division by zero is trapped and recognized as an error. The operators are roughly the same as in the C programming language. In order of decreasing precedence, the list looks like this:

Shell variables are allowed as operands; parameter expansion is performed before the expression is evaluated. Within an expression, shell variables may also be referenced by name without using the parameter expansion syntax. The value of a variable is evaluated as an arithmetic expression when it is referenced. A shell variable need not have its integer attribute turned on to be used in an expression.

Constants with a leading 0 (zero) are interpreted as octal numbers. A leading "0x" or "0X" denotes hexadecimal. Otherwise, numbers take the form "[BASE'#']N", where "BASE" is a decimal number between 2 and 64 representing the arithmetic base, and N is a number in that base. If "BASE'#'" is omitted, then base 10 is used. The digits greater than 9 are represented by the lowercase letters, the uppercase letters, "@", and "_", in that order. If "BASE" is less than or equal to 36, lowercase and uppercase letters may be used interchangably to represent numbers between 10 and 35.

Operators are evaluated in order of precedence. Sub-expressions in parentheses are evaluated first and may override the precedence rules above.

Wherever possible, Bash users should try to use the syntax with square brackets:

$[ EXPRESSION ]

However, this will only calculate the result of EXPRESSION, and do no tests:

franky ~> echo $[365*24]
8760

See Section 7.1.2.2, among others, for practical examples in scripts.

3.4.7. Process substitution

Process substitution is supported on systems that support named pipes (FIFOs) or the /dev/fd method of naming open files. It takes the form of

<(LIST)

or

>(LIST)

The process LIST is run with its input or output connected to a FIFO or some file in /dev/fd. The name of this file is passed as an argument to the current command as the result of the expansion. If the ">(LIST)" form is used, writing to the file will provide input for LIST. If the "<(LIST)" form is used, the file passed as an argument should be read to obtain the output of LIST. Note that no space may appear between the < or > signs and the left parenthesis, otherwise the construct would be interpreted as a redirection.

When available, process substitution is performed simultaneously with parameter and variable expansion, command substitution, and arithmetic expansion.

More information in Section 8.2.3.

3.4.8. Word splitting

The shell scans the results of parameter expansion, command substitution, and arithmetic expansion that did not occur within double quotes for word splitting.

The shell treats each character of $IFS as a delimiter, and splits the results of the other expansions into words on these characters. If IFS is unset, or its value is exactly "'<space><tab><newline>'", the default, then any sequence of IFS characters serves to delimit words. If IFS has a value other than the default, then sequences of the whitespace characters "space" and "Tab" are ignored at the beginning and end of the word, as long as the whitespace character is in the value of IFS (an IFS whitespace character). Any character in IFS that is not IFS whitespace, along with any adjacent IF whitespace characters, delimits a field. A sequence of IFS whitespace characters is also treated as a delimiter. If the value of IFS is null, no word splitting occurs.

Explicit null arguments ("""" or "''") are retained. Unquoted implicit null arguments, resulting from the expansion of parameters that have no values, are removed. If a parameter with no value is expanded within double quotes, a null argument results and is retained.

	Expansion and word splitting
	If no expansion occurs, no splitting is performed.

3.4.9. File name expansion

After word splitting, unless the -f option has been set (see Section 2.3.2), Bash scans each word for the characters "*", "?", and "[". If one of these characters appears, then the word is regarded as a PATTERN, and replaced with an alphabetically sorted list of file names matching the pattern. If no matching file names are found, and the shell option nullglob is disabled, the word is left unchanged. If the nullglob option is set, and no matches are found, the word is removed. If the shell option nocaseglob is enabled, the match is performed without regard to the case of alphabetic characters.

When a pattern is used for file name generation, the character "." at the start of a file name or immediately following a slash must be matched explicitly, unless the shell option dotglob is set. When matching a file name, the slash character must always be matched explicitly. In other cases, the "." character is not treated specially.

The GLOBIGNORE shell variable may be used to restrict the set of file names matching a pattern. If GLOBIGNORE is set, each matching file name that also matches one of the patterns in GLOBIGNORE is removed from the list of matches. The file names . and .. are always ignored, even when GLOBIGNORE is set. However, setting GLOBIGNORE has the effect of enabling the dotglob shell option, so all other file names beginning with a "." will match. To get the old behavior of ignoring file names beginning with a ".", make ".*" one of the patterns in GLOBIGNORE. The dotglob option is disabled when GLOBIGNORE is unset.

3.5.1. What are aliases?

An alias allows a string to be substituted for a word when it is used as the first word of a simple command. The shell maintains a list of aliases that may be set and unset with the alias and unalias built-in commands. Issue the alias without options to display a list of aliases known to the current shell.

franky: ~> alias
alias ..='cd ..'
alias ...='cd ../..'
alias ....='cd ../../..'
alias PAGER='less -r'
alias Txterm='export TERM=xterm'
alias XARGS='xargs -r'
alias cdrecord='cdrecord -dev 0,0,0 -speed=8'
alias e='vi'
alias egrep='grep -E'
alias ewformat='fdformat -n /dev/fd0u1743; ewfsck'
alias fgrep='grep -F'
alias ftp='ncftp -d15'
alias h='history 10'
alias fformat='fdformat /dev/fd0H1440'
alias j='jobs -l'
alias ksane='setterm -reset'
alias ls='ls -F --color=auto'
alias m='less'
alias md='mkdir'
alias od='od -Ax -ta -txC'
alias p='pstree -p'
alias ping='ping -vc1'
alias sb='ssh blubber'
alias sl='ls'
alias ss='ssh octarine'
alias tar='gtar'
alias tmp='cd /tmp'
alias unaliasall='unalias -a'
alias vi='eval `resize`;vi'
alias vt100='export TERM=vt100'
alias which='type'
alias xt='xterm -bg black -fg white &'

franky ~>

Aliases are useful for specifying the default version of a command that exists in several versions on your system, or to specify default options to a command. Another use for aliases is for correcting incorrect spelling.

The first word of each simple command, if unquoted, is checked to see if it has an alias. If so, that word is replaced by the text of the alias. The alias name and the replacement text may contain any valid shell input, including shell metacharacters, with the exception that the alias name may not contain "=". The first word of the replacement text is tested for aliases, but a word that is identical to an alias being expanded is not expanded a second time. This means that one may alias ls to ls -F, for instance, and Bash will not try to recursively expand the replacement text. If the last character of the alias value is a space or tab character, then the next command word following the alias is also checked for alias expansion.

Aliases are not expanded when the shell is not interactive, unless the expand_aliases option is set using the shopt shell built-in.

3.5.2. Creating and removing aliases

Aliases are created using the alias shell built-in. For permanent use, enter the alias in one of your shell initialization files; if you just enter the alias on the command line, it is only recognized within the current shell.

franky ~> alias dh='df -h'

franky ~> dh
Filesystem            Size  Used Avail Use% Mounted on
/dev/hda7             1.3G  272M 1018M  22% /
/dev/hda1             121M  9.4M  105M   9% /boot
/dev/hda2              13G  8.7G  3.7G  70% /home
/dev/hda3              13G  5.3G  7.1G  43% /opt
none                  243M     0  243M   0% /dev/shm
/dev/hda6             3.9G  3.2G  572M  85% /usr
/dev/hda5             5.2G  4.3G  725M  86% /var

franky ~> unalias dh

franky ~> dh
bash: dh: command not found

franky ~>

Bash always reads at least one complete line of input before executing any of the commands on that line. Aliases are expanded when a command is read, not when it is executed. Therefore, an alias definition appearing on the same line as another command does not take effect until the next line of input is read. The commands following the alias definition on that line are not affected by the new alias. This behavior is also an issue when functions are executed. Aliases are expanded when a function definition is read, not when the function is executed, because a function definition is itself a compound command. As a consequence, aliases defined in a function are not available until after that function is executed. To be safe, always put alias definitions on a separate line, and do not use alias in compound commands.

Aliases are not inherited by child processes. Bourne shell (sh) does not recognize aliases.

More about functions is in Chapter 11.

	Functions are faster
	Aliases are looked up after functions and thus resolving is slower. While aliases are easier to understand, shell functions are preferred over aliases for almost every purpose.

3.6.1. Displaying options

We already discussed a couple of Bash options that are useful for debugging your scripts. In this section, we will take a more in-depth view of the Bash options.

Use the -o option to set to display all shell options:

willy:~> set -o
allexport		off
braceexpand		on
emacs			on
errexit			off
hashall			on
histexpand		on
history			on
ignoreeof		off
interactive-comments	on
keyword			off
monitor			on
noclobber		off
noexec			off
noglob			off
nolog			off
notify			off
nounset			off
onecmd			off
physical		off
posix			off
privileged		off
verbose			off
vi			off
xtrace			off

See the Bash Info pages, section Shell Built-in Commands->The Set Built-in for a description of each option. A lot of options have one-character shorthands: the xtrace option, for instance, is equal to specifying set -x.

3.6.2. Changing options

Shell options can either be set different from the default upon calling the shell, or be set during shell operation. They may also be included in the shell resource configuration files.

The following command executes a script in POSIX-compatible mode:

willy:~/scripts> bash --posix script.sh

For changing the current environment temporarily, or for use in a script, we would rather use set. Use - (dash) for enabling an option, + for disabling:

willy:~/test> set -o noclobber

willy:~/test> touch test

willy:~/test> date > test
bash: test: cannot overwrite existing file

willy:~/test> set +o noclobber

willy:~/test> date > test

The above example demonstrates the noclobber option, which prevents existing files from being overwritten by redirection operations. The same goes for one-character options, for instance -u, which will treat unset variables as an error when set, and exits a non-interactive shell upon encountering such errors:

willy:~> echo $VAR


willy:~> set -u

willy:~> echo $VAR
bash: VAR: unbound variable

This option is also useful for detecting incorrect content assignment to variables: the same error will also occur, for instance, when assigning a character string to a variable that was declared explicitly as one holding only integer values.

One last example follows, demonstrating the noglob option, which prevents special characters from being expanded:

willy:~/testdir> set -o noglob

willy:~/testdir> touch *

willy:~/testdir> ls -l *
-rw-rw-r--    1 willy    willy		0 Feb 27 13:37 *

4.1.1. What are regular expressions?

A regular expression is a pattern that describes a set of strings. Regular expressions are constructed analogously to arithmetic expressions by using various operators to combine smaller expressions.

The fundamental building blocks are the regular expressions that match a single character. Most characters, including all letters and digits, are regular expressions that match themselves. Any metacharacter with special meaning may be quoted by preceding it with a backslash.

4.1.2. Regular expression metacharacters

A regular expression may be followed by one of several repetition operators (metacharacters):

Two regular expressions may be concatenated; the resulting regular expression matches any string formed by concatenating two substrings that respectively match the concatenated subexpressions.

Two regular expressions may be joined by the infix operator "|"; the resulting regular expression matches any string matching either subexpression.

Repetition takes precedence over concatenation, which in turn takes precedence over alternation. A whole subexpression may be enclosed in parentheses to override these precedence rules.

4.1.3. Basic versus extended regular expressions

In basic regular expressions the metacharacters "?", "+", "{", "|", "(", and ")" lose their special meaning; instead use the backslashed versions "\?", "\+", "\{", "\|", "\(", and "\)".

Check in your system documentation whether commands using regular expressions support extended expressions.

4.2.1. What is grep?

grep searches the input files for lines containing a match to a given pattern list. When it finds a match in a line, it copies the line to standard output (by default), or whatever other sort of output you have requested with options.

Though grep expects to do the matching on text, it has no limits on input line length other than available memory, and it can match arbitrary characters within a line. If the final byte of an input file is not a newline, grep silently supplies one. Since newline is also a separator for the list of patterns, there is no way to match newline characters in a text.

Some examples:

cathy ~> grep root /etc/passwd
root:x:0:0:root:/root:/bin/bash
operator:x:11:0:operator:/root:/sbin/nologin

cathy ~> grep -n root /etc/passwd
1:root:x:0:0:root:/root:/bin/bash
12:operator:x:11:0:operator:/root:/sbin/nologin

cathy ~> grep -v bash /etc/passwd | grep -v nologin
sync:x:5:0:sync:/sbin:/bin/sync
shutdown:x:6:0:shutdown:/sbin:/sbin/shutdown
halt:x:7:0:halt:/sbin:/sbin/halt
news:x:9:13:news:/var/spool/news:
mailnull:x:47:47::/var/spool/mqueue:/dev/null
xfs:x:43:43:X Font Server:/etc/X11/fs:/bin/false
rpc:x:32:32:Portmapper RPC user:/:/bin/false
nscd:x:28:28:NSCD Daemon:/:/bin/false
named:x:25:25:Named:/var/named:/bin/false
squid:x:23:23::/var/spool/squid:/dev/null
ldap:x:55:55:LDAP User:/var/lib/ldap:/bin/false
apache:x:48:48:Apache:/var/www:/bin/false

cathy ~> grep -c false /etc/passwd
7

cathy ~> grep -i ps ~/.bash* | grep -v history
/home/cathy/.bashrc:PS1="\[\033[1;44m\]$USER is in \w\[\033[0m\] "

With the first command, user cathy displays the lines from /etc/passwd containing the string root.

Then she displays the line numbers containing this search string.

With the third command she checks which users are not using bash, but accounts with the nologin shell are not displayed.

Then she counts the number of accounts that have /bin/false as the shell.

The last command displays the lines from all the files in her home directory starting with ~/.bash, excluding matches containing the string history, so as to exclude matches from ~/.bash_history which might contain the same string, in upper or lower cases. Note that the search is for the string "ps", and not for the command ps.

Now let's see what else we can do with grep, using regular expressions.

4.2.2. Grep and regular expressions

	If you are not on Linux
	We use GNU grep in these examples, which supports extended regular expressions. GNU grep is the default on Linux systems. If you are working on proprietary systems, check with the -V option which version you are using. GNU grep can be downloaded from http://gnu.org/directory/.

cathy ~> grep ^root /etc/passwd
root:x:0:0:root:/root:/bin/bash

cathy ~> grep :$ /etc/passwd
news:x:9:13:news:/var/spool/news:

cathy ~> grep export ~/.bashrc | grep '\<PATH'
  export PATH="/bin:/usr/lib/mh:/lib:/usr/bin:/usr/local/bin:/usr/ucb:/usr/dbin:$PATH"

cathy ~> grep -w / /etc/fstab
LABEL=/                 /                       ext3    defaults        1 1

cathy ~> grep [yf] /etc/group
sys:x:3:root,bin,adm
tty:x:5:
mail:x:12:mail,postfix
ftp:x:50:
nobody:x:99:
floppy:x:19:
xfs:x:43:
nfsnobody:x:65534:
postfix:x:89:

cathy ~> grep '\<c...h\>' /usr/share/dict/words
catch
clash
cloth
coach
couch
cough
crash
crush

cathy ~> grep '\<c.*h\>' /usr/share/dict/words
caliph
cash
catch
cheesecloth
cheetah
--output omitted--

cathy ~> grep * /etc/profile

cathy ~> grep '*' /etc/profile
for i in /etc/profile.d/*.sh ; do

4.3.1. Character ranges

Apart from grep and regular expressions, there's a good deal of pattern matching that you can do directly in the shell, without having to use an external program.

As you already know, the asterisk (*) and the question mark (?) match any string or any single character, respectively. Quote these special characters to match them literally:

cathy ~> touch "*"

cathy ~> ls "*"
*

But you can also use the square braces to match any enclosed character or range of characters, if pairs of characters are separated by a hyphen. An example:

cathy ~> ls -ld [a-cx-z]*
drwxr-xr-x    2 cathy	 cathy		4096 Jul 20  2002 app-defaults/
drwxrwxr-x    4 cathy    cathy          4096 May 25  2002 arabic/
drwxrwxr-x    2 cathy    cathy          4096 Mar  4 18:30 bin/
drwxr-xr-x    7 cathy    cathy          4096 Sep  2  2001 crossover/
drwxrwxr-x    3 cathy    cathy          4096 Mar 22  2002 xml/

This lists all files in cathy's home directory, starting with "a", "b", "c", "x", "y" or "z".

If the first character within the braces is "!" or "^", any character not enclosed will be matched. To match the dash ("-"), include it as the first or last character in the set. The sorting depends on the current locale and of the value of the LC_COLLATE variable, if it is set. Mind that other locales might interpret "[a-cx-z]" as "[aBbCcXxYyZz]" if sorting is done in dictionary order. If you want to be sure to have the traditional interpretation of ranges, force this behavior by setting LC_COLLATE or LC_ALL to "C".

4.3.2. Character classes

Character classes can be specified within the square braces, using the syntax [:CLASS:], where CLASS is defined in the POSIX standard and has one of the values

"alnum", "alpha", "ascii", "blank", "cntrl", "digit", "graph", "lower", "print", "punct", "space", "upper", "word" or "xdigit".

Some examples:

cathy ~> ls -ld [[:digit:]]*
drwxrwxr-x    2 cathy	cathy		4096 Apr 20 13:45 2/

cathy ~> ls -ld [[:upper:]]*
drwxrwxr--    3 cathy   cathy           4096 Sep 30  2001 Nautilus/
drwxrwxr-x    4 cathy   cathy           4096 Jul 11  2002 OpenOffice.org1.0/
-rw-rw-r--    1 cathy   cathy         997376 Apr 18 15:39 Schedule.sdc

When the extglob shell option is enabled (using the shopt built-in), several extended pattern matching operators are recognized. Read more in the Bash info pages, section Basic shell features->Shell Expansions->Filename Expansion->Pattern Matching.

5.1.1. What is sed?

A Stream EDitor is used to perform basic transformations on text read from a file or a pipe. The result is sent to standard output. The syntax for the sed command has no output file specification, but results can be saved to a file using output redirection. The editor does not modify the original input.

What distinguishes sed from other editors, such as vi and ed, is its ability to filter text that it gets from a pipeline feed. You do not need to interact with the editor while it is running; that is why sed is sometimes called a batch editor. This feature allows use of editing commands in scripts, greatly easing repetitive editing tasks. When facing replacement of text in a large number of files, sed is a great help.

5.1.2. sed commands

The sed program can perform text pattern substitutions and deletions using regular expressions, like the ones used with the grep command; see Section 4.2.

The editing commands are similar to the ones used in the vi editor:

Apart from editing commands, you can give options to sed. An overview is in the table below:

The sed info pages contain more information; we only list the most frequently used commands and options here.

5.2.1. Printing lines containing a pattern

This is something you can do with grep, of course, but you can't do a "find and replace" using that command. This is just to get you started.

This is our example text file:

sandy ~> cat -n example
     1  This is the first line of an example text.
     2  It is a text with erors.
     3  Lots of erors.
     4  So much erors, all these erors are making me sick.
     5  This is a line not containing any errors.
     6  This is the last line.

sandy ~>

We want sed to find all the lines containing our search pattern, in this case "erors". We use the p to obtain the result:

sandy ~> sed  '/erors/p' example
This is the first line of an example text.
It is a text with erors.
It is a text with erors.
Lots of erors.
Lots of erors.
So much erors, all these erors are making me sick.
So much erors, all these erors are making me sick.
This is a line not containing any errors.
This is the last line.

sandy ~>

As you notice, sed prints the entire file, but the lines containing the search string are printed twice. This is not what we want. In order to only print those lines matching our pattern, use the -n option:

sandy ~> sed -n '/erors/p' example
It is a text with erors.
Lots of erors.
So much erors, all these erors are making me sick.

sandy ~>

5.2.2. Deleting lines of input containing a pattern

We use the same example text file. Now we only want to see the lines not containing the search string:

sandy ~> sed '/erors/d' example
This is the first line of an example text.
This is a line not containing any errors.
This is the last line.

sandy ~>

The d command results in excluding lines from being displayed.

Matching lines starting with a given pattern and ending in a second pattern are showed like this:

sandy ~> sed -n '/^This.*errors.$/p' example
This is a line not containing any errors.

sandy ~>

Note that the last dot needs to be escaped in order to actually match. In our example the expression just matches any character, including the last dot.

5.2.3. Ranges of lines

This time we want to take out the lines containing the errors. In the example these are lines 2 to 4. Specify this range to address, together with the d command:

sandy ~> sed '2,4d' example
This is the first line of an example text.
This is a line not containing any errors.
This is the last line.

sandy ~>

To print the file starting from a certain line until the end of the file, use a command similar to this:

sandy ~> sed '3,$d' example
This is the first line of an example text.
It is a text with erors.

sandy ~>

This only prints the first two lines of the example file.

The following command prints the first line containing the pattern "a text", up to and including the next line containing the pattern "a line":

sandy ~> sed -n '/a text/,/This/p' example
It is a text with erors.
Lots of erors.
So much erors, all these erors are making me sick.
This is a line not containing any errors.

sandy ~>

5.2.4. Find and replace with sed

In the example file, we will now search and replace the errors instead of only (de)selecting the lines containing the search string.

sandy ~> sed 's/erors/errors/' example
This is the first line of an example text.
It is a text with errors.
Lots of errors.
So much errors, all these erors are making me sick.
This is a line not containing any errors.
This is the last line.

sandy ~>

As you can see, this is not exactly the desired effect: in line 4, only the first occurrence of the search string has been replaced, and there is still an 'eror' left. Use the g command to indicate to sed that it should examine the entire line instead of stopping at the first occurrence of your string:

sandy ~> sed 's/erors/errors/g' example
This is the first line of an example text.
It is a text with errors.
Lots of errors.
So much errors, all these errors are making me sick.
This is a line not containing any errors.
This is the last line.

sandy ~>

To insert a string at the beginning of each line of a file, for instance for quoting:

sandy ~> sed 's/^/> /' example
> This is the first line of an example text.
> It is a text with erors.
> Lots of erors.
> So much erors, all these erors are making me sick.
> This is a line not containing any errors.
> This is the last line.

sandy ~>

Insert some string at the end of each line:

sandy ~> sed 's/$/EOL/' example
This is the first line of an example text.EOL
It is a text with erors.EOL
Lots of erors.EOL
So much erors, all these erors are making me sick.EOL
This is a line not containing any errors.EOL
This is the last line.EOL

sandy ~>

Multiple find and replace commands are separated with individual -e options:

sandy ~> sed -e 's/erors/errors/g' -e 's/last/final/g' example
This is the first line of an example text.
It is a text with errors.
Lots of errors.
So much errors, all these errors are making me sick.
This is a line not containing any errors.
This is the final line.

sandy ~>

Keep in mind that by default sed prints its results to the standard output, most likely your terminal window. If you want to save the output to a file, redirect it:

sed option 'some/expression' file_to_process > sed_output_in_a_file

	More examples
	Plenty of sed examples can be found in the startup scripts for your machine, which are usually in /etc/init.d or /etc/rc.d/init.d. Change into the directory containing the initscripts on your system and issue the following command: grep sed *

5.3.1. Reading sed commands from a file

Multiple sed commands can be put in a file and executed using the -f option. When creating such a file, make sure that:

• No trailing white spaces exist at the end of lines.

• No quotes are used.

• When entering text to add or replace, all except the last line end in a backslash.

5.3.2. Writing output files

Writing output is done using the output redirection operator >. This is an example script used to create very simple HTML files from plain text files.

sandy ~> cat script.sed
1i\
<html>\
<head><title>sed generated html</title></head>\
<body bgcolor="#ffffff">\
<pre>
$a\
</pre>\
</body>\
</html>

sandy ~> cat txt2html.sh
#!/bin/bash

# This is a simple script that you can use for converting text into HTML.
# First we take out all newline characters, so that the appending only happens
# once, then we replace the newlines.

echo "converting $1..."

SCRIPT="/home/sandy/scripts/script.sed"
NAME="$1"
TEMPFILE="/var/tmp/sed.$PID.tmp"
sed "s/\n/^M/" $1 | sed -f $SCRIPT | sed "s/^M/\n/" > $TEMPFILE
mv $TEMPFILE $NAME

echo "done."

sandy ~>

$1 holds the first argument to a given command, in this case the name of the file to convert:

sandy ~> cat test
line1
line2
line3

More on positional parameters in Chapter 7.

sandy ~> txt2html.sh test
converting test...
done.

sandy ~> cat test
<html>
<head><title>sed generated html</title></head>
<body bgcolor="#ffffff">
<pre>
line1
line2
line3
</pre>
</body>
</html>

sandy ~>

This is not really how it is done; this example just demonstrates sed capabilities. See Section 6.3 for a more decent solution to this problem, using awk BEGIN and END constructs.

	Easy sed
	Advanced editors, supporting syntax highlighting, can recognize sed syntax. This can be a great help if you tend to forget backslashes and such.

6.1.1. What is gawk?

Gawk is the GNU version of the commonly available UNIX awk program, another popular stream editor. Since the awk program is often just a link to gawk, we will refer to it as awk.

The basic function of awk is to search files for lines or other text units containing one or more patterns. When a line matches one of the patterns, special actions are performed on that line.

Programs in awk are different from programs in most other languages, because awk programs are "data-driven": you describe the data you want to work with and then what to do when you find it. Most other languages are "procedural." You have to describe, in great detail, every step the program is to take. When working with procedural languages, it is usually much harder to clearly describe the data your program will process. For this reason, awk programs are often refreshingly easy to read and write.

	What does it really mean?
	Back in the 1970s, three programmers got together to create this language. Their names were Aho, Kernighan and Weinberger. They took the first character of each of their names and put them together. So the name of the language might just as well have been "wak".

6.1.2. Gawk commands

When you run awk, you specify an awk program that tells awk what to do. The program consists of a series of rules. (It may also contain function definitions, loops, conditions and other programming constructs, advanced features that we will ignore for now.) Each rule specifies one pattern to search for and one action to perform upon finding the pattern.

There are several ways to run awk. If the program is short, it is easiest to run it on the command line:

awk PROGRAM inputfile(s)

If multiple changes have to be made, possibly regularly and on multiple files, it is easier to put the awk commands in a script. This is read like this:

awk -f PROGRAM-FILE inputfile(s)

6.2.1. Printing selected fields

The print command in awk outputs selected data from the input file.

When awk reads a line of a file, it divides the line in fields based on the specified input field separator, FS, which is an awk variable (see Section 6.3.2). This variable is predefined to be one or more spaces or tabs.

The variables $1, $2, $3, ..., $N hold the values of the first, second, third until the last field of an input line. The variable $0 (zero) holds the value of the entire line. This is depicted in the image below, where we see six colums in the output of the df command:

In the output of ls -l, there are 9 columns. The print statement uses these fields as follows:

kelly@octarine ~/test> ls -l | awk '{ print $5 $9 }'
160orig
121script.sed
120temp_file
126test
120twolines
441txt2html.sh

kelly@octarine ~/test>

This command printed the fifth column of a long file listing, which contains the file size, and the last column, the name of the file. This output is not very readable unless you use the official way of referring to columns, which is to separate the ones that you want to print with a comma. In that case, the default output separater character, usually a space, will be put in between each output field.

	Local configuration
	Note that the configuration of the output of the ls -l command might be different on your system. Display of time and date is dependent on your locale setting.

6.2.2. Formatting fields

Without formatting, using only the output separator, the output looks rather poor. Inserting a couple of tabs and a string to indicate what output this is will make it look a lot better:

kelly@octarine ~/test> ls -ldh * | grep -v total | \ 
awk '{ print "Size is " $5 " bytes for " $9 }'
Size is 160 bytes for orig
Size is 121 bytes for script.sed
Size is 120 bytes for temp_file
Size is 126 bytes for test
Size is 120 bytes for twolines
Size is 441 bytes for txt2html.sh

kelly@octarine ~/test>

Note the use of the backslash, which makes long input continue on the next line without the shell interpreting this as a separate command. While your command line input can be of virtually unlimited length, your monitor is not, and printed paper certainly isn't. Using the backslash also allows for copying and pasting of the above lines into a terminal window.

The -h option to ls is used for supplying humanly readable size formats for bigger files. The output of a long listing displaying the total amount of blocks in the directory is given when a directory is the argument. This line is useless to us, so we add an asterisk. We also add the -d option for the same reason, in case asterisk expands to a directory.

The backslash in this example marks the continuation of a line. See Section 3.3.2.

You can take out any number of columns and even reverse the order. In the example below this is demonstrated for showing the most critical partitions:

kelly@octarine ~> df -h | sort -rnk 5 | head -3 | \ 
awk '{ print "Partition " $6 "\t: " $5 " full!" }'
Partition /var  : 86% full!
Partition /usr  : 85% full!
Partition /home : 70% full!

kelly@octarine ~>

The table below gives an overview of special formatting characters:

Quotes, dollar signs and other meta-characters should be escaped with a backslash.

6.2.3. The print command and regular expressions

A regular expression can be used as a pattern by enclosing it in slashes. The regular expression is then tested against the entire text of each record. The syntax is as follows:

awk 'EXPRESSION { PROGRAM }' file(s)

The following example displays only local disk device information, networked file systems are not shown:

kelly is in ~> df -h | awk '/dev\/hd/ { print $6 "\t: " $5 }'
/       : 46%
/boot   : 10%
/opt    : 84%
/usr    : 97%
/var    : 73%
/.vol1  : 8%

kelly is in ~>

Slashes need to be escaped, because they have a special meaning to the awk program.

Below another example where we search the /etc directory for files ending in ".conf" and starting with either "a" or "x", using extended regular expressions:

kelly is in /etc> ls -l | awk '/\<(a|x).*\.conf$/ { print $9 }'
amd.conf
antivir.conf
xcdroast.conf
xinetd.conf

kelly is in /etc>

This example illustrates the special meaning of the dot in regular expressions: the first one indicates that we want to search for any character after the first search string, the second is escaped because it is part of a string to find (the end of the file name).

6.2.4. Special patterns

In order to precede output with comments, use the BEGIN statement:

kelly is in /etc> ls -l | \
awk 'BEGIN { print "Files found:\n" } /\<[a|x].*\.conf$/ { print $9 }'
Files found:
amd.conf
antivir.conf
xcdroast.conf
xinetd.conf

kelly is in /etc>

The END statement can be added for inserting text after the entire input is processed:

kelly is in /etc> ls -l | \
awk '/\<[a|x].*\.conf$/ { print $9 } END { print \
"Can I do anything else for you, mistress?" }'
amd.conf
antivir.conf
xcdroast.conf
xinetd.conf
Can I do anything else for you, mistress?

kelly is in /etc>

6.2.5. Gawk scripts

As commands tend to get a little longer, you might want to put them in a script, so they are reusable. An awk script contains awk statements defining patterns and actions.

As an illustration, we will build a report that displays our most loaded partitions. See Section 6.2.2.

kelly is in ~> cat diskrep.awk
BEGIN { print "*** WARNING WARNING WARNING ***" }
/\<[8|9][0-9]%/ { print "Partition " $6 "\t: " $5 " full!" }
END { print "*** Give money for new disks URGENTLY! ***" }

kelly is in ~> df -h | awk -f diskrep.awk
*** WARNING WARNING WARNING ***
Partition /usr  : 97% full!
*** Give money for new disks URGENTLY! ***

kelly is in ~>

awk first prints a begin message, then formats all the lines that contain an eight or a nine at the beginning of a word, followed by one other number and a percentage sign. An end message is added.

	Syntax highlighting
	Awk is a programming language. Its syntax is recognized by most editors that can do syntax highlighting for other languages, such as C, Bash, HTML, etc.

6.3.1. The input field separator

The field separator, which is either a single character or a regular expression, controls the way awk splits up an input record into fields. The input record is scanned for character sequences that match the separator definition; the fields themselves are the text between the matches.

The field separator is represented by the built-in variable FS. Note that this is something different from the IFS variable used by POSIX-compliant shells.

The value of the field separator variable can be changed in the awk program with the assignment operator =. Often the right time to do this is at the beginning of execution before any input has been processed, so that the very first record is read with the proper separator. To do this, use the special BEGIN pattern.

In the example below, we build a command that displays all the users on your system with a description:

kelly is in ~> awk 'BEGIN { FS=":" } { print $1 "\t" $5 }' /etc/passwd
--output omitted--
kelly	Kelly Smith
franky	Franky B.
eddy	Eddy White
willy	William Black
cathy	Catherine the Great
sandy	Sandy Li Wong

kelly is in ~>

In an awk script, it would look like this:

kelly is in ~> cat printnames.awk
BEGIN { FS=":" }
{ print $1 "\t" $5 }

kelly is in ~> awk -f printnames.awk /etc/passwd
--output omitted--

Choose input field separators carefully to prevent problems. An example to illustrate this: say you get input in the form of lines that look like this:

"Sandy L. Wong, 64 Zoo St., Antwerp, 2000X"

You write a command line or a script, which prints out the name of the person in that record:

awk 'BEGIN { FS="," } { print $1, $2, $3 }' inputfile

But a person might have a PhD, and it might be written like this:

"Sandy L. Wong, PhD, 64 Zoo St., Antwerp, 2000X"

Your awk will give the wrong output for this line. If needed, use an extra awk or sed to uniform data input formats.

The default input field separator is one or more whitespaces or tabs.

6.3.2. The output separators

kelly@octarine ~/test> cat test
record1         data1
record2         data2

kelly@octarine ~/test> awk '{ print $1 $2}' test
record1data1
record2data2

kelly@octarine ~/test> awk '{ print $1, $2}' test
record1 data1
record2 data2

kelly@octarine ~/test>

kelly@octarine ~/test> awk 'BEGIN { OFS=";" ; ORS="\n-->\n" } \
{ print $1,$2}' test
record1;data1
-->
record2;data2
-->

kelly@octarine ~/test>

6.3.3. The number of records

The built-in NR holds the number of records that are processed. It is incremented after reading a new input line. You can use it at the end to count the total number of records, or in each output record:

kelly@octarine ~/test> cat processed.awk
BEGIN { OFS="-" ; ORS="\n--> done\n" }
{ print "Record number " NR ":\t" $1,$2 }
END { print "Number of records processed: " NR }

kelly@octarine ~/test> awk -f processed.awk test
Record number 1:        record1-data1
--> done
Record number 2:        record2-data2
--> done
Number of records processed: 2
--> done

kelly@octarine ~/test>

6.3.4. User defined variables

Apart from the built-in variables, you can define your own. When awk encounters a reference to a variable which does not exist (which is not predefined), the variable is created and initialized to a null string. For all subsequent references, the value of the variable is whatever value was assigned last. Variables can be a string or a numeric value. Content of input fields can also be assigned to variables.

Values can be assigned directly using the = operator, or you can use the current value of the variable in combination with other operators:

kelly@octarine ~> cat revenues
20021009        20021013        consultancy     BigComp         2500
20021015        20021020        training        EduComp         2000
20021112        20021123        appdev          SmartComp       10000
20021204        20021215        training        EduComp         5000

kelly@octarine ~> cat total.awk
{ total=total + $5 }
{ print "Send bill for " $5 " dollar to " $4 }
END { print "---------------------------------\nTotal revenue: " total }

kelly@octarine ~> awk -f total.awk test
Send bill for 2500 dollar to BigComp
Send bill for 2000 dollar to EduComp
Send bill for 10000 dollar to SmartComp
Send bill for 5000 dollar to EduComp
---------------------------------
Total revenue: 19500

kelly@octarine ~>

C-like shorthands like VAR+= value are also accepted.

6.3.5. More examples

The example from Section 5.3.2 becomes much easier when we use an awk script:

kelly@octarine ~/html> cat make-html-from-text.awk
BEGIN { print "<html>\n<head><title>Awk-generated HTML</title></head>\n<body bgcolor=\"#ffffff\">\n<pre>" }
{ print $0 }
END { print "</pre>\n</body>\n</html>" }

And the command to execute is also much more straightforward when using awk instead of sed:

kelly@octarine ~/html> awk -f make-html-from-text.awk testfile > file.html

	Awk examples on your system
	We refer again to the directory containing the initscripts on your system. Enter a command similar to the following to see more practical examples of the widely spread usage of the awk command: grep awk /etc/init.d/*

6.3.6. The printf program

For more precise control over the output format than what is normally provided by print, use printf. The printf command can be used to specify the field width to use for each item, as well as various formatting choices for numbers (such as what output base to use, whether to print an exponent, whether to print a sign, and how many digits to print after the decimal point). This is done by supplying a string, called the format string, that controls how and where to print the other arguments.

The syntax is the same as for the C-language printf statement; see your C introduction guide. The gawk info pages contain full explanations.

7.1.1. General

At times you need to specify different courses of action to be taken in a shell script, depending on the success or failure of a command. The if construction allows you to specify such conditions.

The most compact syntax of the if command is:

if TEST-COMMANDS; then CONSEQUENT-COMMANDS; fi

The TEST-COMMAND list is executed, and if its return status is zero, the CONSEQUENT-COMMANDS list is executed. The return status is the exit status of the last command executed, or zero if no condition tested true.

The TEST-COMMAND often involves numerical or string comparison tests, but it can also be any command that returns a status of zero when it succeeds and some other status when it fails. Unary expressions are often used to examine the status of a file. If the FILE argument to one of the primaries is of the form /dev/fd/N, then file descriptor "N" is checked. stdin, stdout and stderr and their respective file descriptors may also be used for tests.

anny ~> cat msgcheck.sh
#!/bin/bash

echo "This scripts checks the existence of the messages file."
echo "Checking..."
if [ -f /var/log/messages ]
  then
    echo "/var/log/messages exists."
fi
echo
echo "...done."

anny ~> ./msgcheck.sh
This scripts checks the existence of the messages file.
Checking...
/var/log/messages exists.

...done.

---

7.1.1.4. Checking shell options

To add in your Bash configuration files:

# These lines will print a message if the noclobber option is set: if [ -o noclobber ] then echo "Your files are protected against accidental overwriting using redirection." fi

The environment

The above example will work when entered on the command line: anny ~> if [ -o noclobber ] ; then echo ; echo "your files are protected against overwriting." ; echo ; fi your files are protected against overwriting. anny ~> However, if you use testing of conditions that depend on the environment, you might get different results when you enter the same command in a script, because the script will open a new shell, in which expected variables and options might not be set automatically.

7.1.2. Simple applications of if

anny ~> if [ $? -eq 0 ]
More input> then echo 'That was a good job!'
More input> fi
That was a good job!

anny ~>

anny ~> if ! grep $USER /etc/passwd
More input> then echo "your user account is not managed locally"; fi
your user account is not managed locally

anny > echo $?
0

anny >

anny > grep $USER /etc/passwd

anny > if [ $? -ne 0 ] ; then echo "not a local account" ; fi
not a local account

anny >

anny > num=`wc -l work.txt`

anny > echo $num
201

anny > if [ "$num" -gt "150" ]
More input> then echo ; echo "you've worked hard enough for today."
More input> echo ; fi

you've worked hard enough for today.


anny >

#!/bin/bash

# Calculate the week number using the date command:

WEEKOFFSET=$[ $(date +"%V") % 2 ]

# Test if we have a remainder.  If not, this is an even week so send a message.
# Else, do nothing.

if [ $WEEKOFFSET -eq "0" ]; then
  echo "Sunday evening, put out the garbage cans." | mail -s "Garbage cans out" your@your_domain.org
fi

---

7.1.2.3. String comparisons

An example of comparing strings for testing the user ID:

if [ "$(whoami)" != 'root' ]; then echo "You have no permission to run $0 as non-root user." exit 1; fi

With Bash, you can shorten this type of construct. The compact equivalent of the above test is as follows:

[ "$(whoami)" != 'root' ] && ( echo you are using a non-privileged account; exit 1 )

Similar to the "&&" expression which indicates what to do if the test proves true, "||" specifies what to do if the test is false.

Regular expressions may also be used in comparisons:

anny > gender="female" anny > if [[ "$gender" == f* ]] More input> then echo "Pleasure to meet you, Madame."; fi Pleasure to meet you, Madame. anny >

	Real Programmers
	Most programmers will prefer to use the test built-in command, which is equivalent to using square brackets for comparison, like this: test "$(whoami)" != 'root' && (echo you are using a non-privileged account; exit 1)

	No exit?
	If you invoke the exit in a subshell, it will not pass variables to the parent. Use { and } instead of ( and ) if you do not want Bash to fork a subshell.

See the info pages for Bash for more information on pattern matching with the "(( EXPRESSION ))" and "[[ EXPRESSION ]]" constructs.

7.2.1. if/then/else constructs

7.2.1.1. Dummy example

This is the construct to use to take one course of action if the if commands test true, and another if it tests false. An example:

freddy scripts> gender="male" freddy scripts> if [[ "$gender" == "f*" ]] More input> then echo "Pleasure to meet you, Madame." More input> else echo "How come the lady hasn't got a drink yet?" More input> fi How come the lady hasn't got a drink yet? freddy scripts>

[] vs. [[]]

Contrary to [, [[ prevents word splitting of variable values. So, if VAR="var with spaces", you do not need to double quote $VAR in a test - eventhough using quotes remains a good habit. Also, [[ prevents pathname expansion, so literal strings with wildcards do not try to expand to filenames. Using [[, == and != interpret strings to the right as shell glob patterns to be matched against the value to the left, for instance: [[ "value" == val* ]].

Like the CONSEQUENT-COMMANDS list following the then statement, the ALTERNATE-CONSEQUENT-COMMANDS list following the else statement can hold any UNIX-style command that returns an exit status.

Another example, extending the one from Section 7.1.2.1:

anny ~> su - Password: [root@elegance root]# if ! grep ^$USER /etc/passwd 1> /dev/null > then echo "your user account is not managed locally" > else echo "your account is managed from the local /etc/passwd file" > fi your account is managed from the local /etc/passwd file [root@elegance root]#

We switch to the root account to demonstrate the effect of the else statement - your root is usually a local account while your own user account might be managed by a central system, such as an LDAP server.

anny ~> cat weight.sh
#!/bin/bash

# This script prints a message about your weight if you give it your
# weight in kilos and height in centimeters.

weight="$1"
height="$2"
idealweight=$[$height - 110]

if [ $weight -le $idealweight ] ; then
  echo "You should eat a bit more fat."
else
  echo "You should eat a bit more fruit."
fi

anny ~> bash -x weight.sh 55 169
+ weight=55
+ height=169
+ idealweight=59
+ '[' 55 -le 59 ']'
+ echo 'You should eat a bit more fat.'
You should eat a bit more fat.

anny ~> cat weight.sh
#!/bin/bash

# This script prints a message about your weight if you give it your
# weight in kilos and height in centimeters.

if [ ! $# == 2 ]; then
  echo "Usage: $0 weight_in_kilos length_in_centimeters"
  exit
fi

weight="$1"
height="$2"
idealweight=$[$height - 110]

if [ $weight -le $idealweight ] ; then
  echo "You should eat a bit more fat."
else
  echo "You should eat a bit more fruit."
fi

anny ~> weight.sh 70 150
You should eat a bit more fruit.

anny ~> weight.sh 70 150 33
Usage: ./weight.sh weight_in_kilos length_in_centimeters

---

7.2.1.4. Testing that a file exists

This test is done in a lot of scripts, because there's no use in starting a lot of programs if you know they're not going to work:

#!/bin/bash # This script gives information about a file. FILENAME="$1" echo "Properties for $FILENAME:" if [ -f $FILENAME ]; then echo "Size is $(ls -lh $FILENAME | awk '{ print $5 }')" echo "Type is $(file $FILENAME | cut -d":" -f2 -)" echo "Inode number is $(ls -i $FILENAME | cut -d" " -f1 -)" echo "$(df -h $FILENAME | grep -v Mounted | awk '{ print "On",$1", \ which is mounted as the",$6,"partition."}')" else echo "File does not exist." fi

Note that the file is referred to using a variable; in this case it is the first argument to the script. Alternatively, when no arguments are given, file locations are usually stored in variables at the beginning of a script, and their content is referred to using these variables. Thus, when you want to change a file name in a script, you only need to do it once.

	Filenames with spaces
	The above example will fail if the value of $1 can be parsed as multiple words. In that case, the if command can be fixed either using double quotes around the filename, or by using [[ instead of [.

7.2.2. if/then/elif/else constructs

anny /etc/cron.daily> cat disktest.sh
#!/bin/bash

# This script does a very simple test for checking disk space.

space=`df -h | awk '{print $5}' | grep % | grep -v Use | sort -n | tail -1 | cut -d "%" -f1 -`
alertvalue="80"

if [ "$space" -ge "$alertvalue" ]; then
  echo "At least one of my disks is nearly full!" | mail -s "daily diskcheck" root
else
  echo "Disk space normal" | mail -s "daily diskcheck" root
fi

7.2.3. Nested if statements

Inside the if statement, you can use another if statement. You may use as many levels of nested ifs as you can logically manage.

This is an example testing leap years:

anny ~/testdir> cat testleap.sh
#!/bin/bash
# This script will test if we're in a leap year or not.

year=`date +%Y`

if [ $[$year % 400] -eq "0" ]; then
  echo "This is a leap year.  February has 29 days."
elif [ $[$year % 4] -eq 0 ]; then
        if [ $[$year % 100] -ne 0 ]; then
          echo "This is a leap year, February has 29 days."
        else
          echo "This is not a leap year.  February has 28 days."
        fi
else
  echo "This is not a leap year.  February has 28 days."
fi

anny ~/testdir> date
Tue Jan 14 20:37:55 CET 2003

anny ~/testdir> testleap.sh
This is not a leap year.

7.2.4. Boolean operations

The above script can be shortened using the Boolean operators "AND" (&&) and "OR" (||).

We use the double brackets for testing an arithmetic expression, see Section 3.4.6. This is equivalent to the let statement. You will get stuck using square brackets here, if you try something like $[$year % 400], because here, the square brackets don't represent an actual command by themselves.

Among other editors, gvim is one of those supporting colour schemes according to the file format; such editors are useful for detecting errors in your code.

7.2.5. Using the exit statement and if

We already briefly met the exit statement in Section 7.2.1.3. It terminates execution of the entire script. It is most often used if the input requested from the user is incorrect, if a statement did not run successfully or if some other error occurred.

The exit statement takes an optional argument. This argument is the integer exit status code, which is passed back to the parent and stored in the $? variable.

A zero argument means that the script ran successfully. Any other value may be used by programmers to pass back different messages to the parent, so that different actions can be taken according to failure or success of the child process. If no argument is given to the exit command, the parent shell uses the current value of the $? variable.

Below is an example with a slightly adapted penguin.sh script, which sends its exit status back to the parent, feed.sh:

anny ~/testdir> cat penguin.sh
#!/bin/bash
                                                                                                 
# This script lets you present different menus to Tux.  He will only be happy
# when given a fish.  We've also added a dolphin and (presumably) a camel.
                                                                                                 
if [ "$menu" == "fish" ]; then
  if [ "$animal" == "penguin" ]; then
    echo "Hmmmmmm fish... Tux happy!"
  elif [ "$animal" == "dolphin" ]; then
    echo "Pweetpeettreetppeterdepweet!"
  else
    echo "*prrrrrrrt*"
  fi
else
  if [ "$animal" == "penguin" ]; then
    echo "Tux don't like that.  Tux wants fish!"
    exit 1
  elif [ "$animal" == "dolphin" ]; then
    echo "Pweepwishpeeterdepweet!"
    exit 2
  else
    echo "Will you read this sign?!"
    exit 3
  fi
fi

This script is called upon in the next one, which therefore exports its variables menu and animal:

anny ~/testdir> cat feed.sh
#!/bin/bash
# This script acts upon the exit status given by penguin.sh
                                                                                                 
export menu="$1"
export animal="$2"
                                                                                                 
feed="/nethome/anny/testdir/penguin.sh"
                                                                                                 
$feed $menu $animal
                                                                                                 
case $? in
                                                                                                 
1)
  echo "Guard: You'd better give'm a fish, less they get violent..."
  ;;
2)
  echo "Guard: It's because of people like you that they are leaving earth all the time..."
  ;;
3)
  echo "Guard: Buy the food that the Zoo provides for the animals, you ***, how
do you think we survive?"
  ;;
*)
  echo "Guard: Don't forget the guide!"
  ;;
esac
                                                                                                 
anny ~/testdir> ./feed.sh apple penguin
Tux don't like that.  Tux wants fish!
Guard: You'd better give'm a fish, less they get violent...

As you can see, exit status codes can be chosen freely. Existing commands usually have a series of defined codes; see the programmer's manual for each command for more information.

7.3.1. Simplified conditions

Nested if statements might be nice, but as soon as you are confronted with a couple of different possible actions to take, they tend to confuse. For the more complex conditionals, use the case syntax:

case EXPRESSION in CASE1) COMMAND-LIST;; CASE2) COMMAND-LIST;; ... CASEN) COMMAND-LIST;; esac

Each case is an expression matching a pattern. The commands in the COMMAND-LIST for the first match are executed. The "|" symbol is used for separating multiple patterns, and the ")" operator terminates a pattern list. Each case plus its according commands are called a clause. Each clause must be terminated with ";;". Each case statement is ended with the esac